Our Commitment to Privacy

 

Alpina Holdings, LLC (“Alpina Holdings” is committed to maintaining the confidentiality, integrity, and security of personal information about our current and prospective customers. Please note that certain details of this policy may depend on whether you deal with us through an investment professional, directly as an individual investor, or whether Alpina Holdings provides services to your employer or plan sponsor. The privacy policy of Alpina Holdings, LLC is reviewed annually. Our printed and online notices are then updated to reflect any changes.

 

Alpina Holdings’s Privacy Policy

 

How and why we obtain personal information

 

Alpina Holdings takes great care to protect personal information about you and when we use it, we do so with respect for your privacy. We may use personal information about you to service, maintain, and protect your account; process transactions in your account; respond to inquiries from you or your representative; develop, offer, and deliver products and services; or to fulfill legal and regulatory requirements. Alpina Holdings may collect public and non-public personal information about you from any of the following sources:

• You or your representative on applications or forms (for example, name, address, Social Security number, birth date, assets and income (to determine accreditation in accordance with Rule 501 of Regulation D of the Securities Act of 1933 or in accordance with Regulation A of the Securities Act of 1933))

• You or your employer or plan sponsor if Alpina Holdings provides them with recordkeeping services (for example, payroll, human resources, or benefits information)

• Transactional activity in your account (for example, trading history and balances)

• Other interactions with Alpina Holdings (for example, discussions with our customer service staff or information you enter into our websites)

• Information from consumer reporting agencies 

• Information from other third-party data services (for example, to verify your identity and to better understand your product and service needs)

• You or your representative regarding your preferences (for example, your choice of electronic statement delivery, or the screen layout you specify if you use our Internet sites)

• Other sources with your consent or with the consent of your representative (for example, from other institutions if you transfer positions into Alpina Holdings)

 

How we protect information about you

 

Alpina Holdings considers the protection of personal information to be a foundation of customer trust and a sound business practice. We employ physical, electronic and procedural controls and we regularly adapt these controls to respond to changing requirements and advances in technology.

 

At Alpina Holdings, we restrict access to personal information to those who require it to develop, support, offer and deliver products and services to you.

 

How we share information about you with third parties

 

Alpina Holdings does not share personal information about our customers with unaffiliated third parties for use in marketing their products and services. We may share personal information with the following entities:

• Unaffiliated service providers (for example, printing and mailing companies, securities clearinghouses, marketing service providers, and other entities who may provide services at Alpina Holdings's direction)

• Government agencies, other regulatory bodies and law enforcement officials (for example, for tax purposes or for reporting suspicious transactions)

• Other organizations, with your consent or as directed by your representative (for example, if you use Alpina Holdings as a financial reference in applying for credit with another institution), or as permitted or required by law (for example, for fraud prevention)

 

Our service providers are obligated to keep the personal information we share with them confidential and use it only to provide services specified by Alpina Holdings. 

 

Based on the nature of your relationship with Alpina Holdings, we may exchange information with other third parties as described below:

• If Alpina Holdings provides workplace services to your employer or plan sponsor, such as payroll, human resources or benefits recordkeeping services, Alpina Holdings may exchange any information received in connection with such services with your employer or plan sponsor or others they may authorize.

• If you conduct business with Alpina Holdings through your investment professional, we may exchange information we collect with your investment professional or with others they may authorize.

 

How we share information about you within Alpina Holdings

 

We may share personal information about you with various Alpina Holdings corporate affiliates including internal service providers which perform, for example, printing, mailing, and data processing services.

 

Additionally, if you interact with Alpina Holdings directly as an individual investor (including joint account holders) or if Alpina Holdings provides services to your employer or plan sponsor, we may exchange certain information about you with financial services affiliates, such as our brokerage and insurance companies, for their use in marketing products and services as allowed by law.

 

Information collected from investment professionals' customers is not shared with Alpina Holdings affiliates for marketing purposes, except with your consent and as allowed by law.

 

Privacy online

 

Privacy, security, and service in Alpina Holdings's online operations are just as critical as in the rest of our business. We use firewall barriers, encryption techniques and authentication procedures, among others, to maintain the security of your online session and to protect Alpina Holdings accounts and systems from unauthorized access.

 

When you interact with us through online channels (for example, websites and email) owned and controlled by Alpina Holdings, LLC ("Alpina Holdings websites"), Alpina Holdings manages personal information in accordance with all of the practices and safeguards described previously.

 

When you visit Alpina Holdings websites, we may collect technical and navigational information, such as device type, browser type, Internet protocol address, pages visited, and average time spent on Alpina Holdings websites. We use this information for a variety of purposes, such as maintaining the security of your online session, facilitating site navigation, improving Alpina Holdings website design and functionality, and personalizing your experience on Alpina Holdings websites. Additionally, the following policies and practices apply when you are online.

 

Cookies and similar technologies

 

Alpina Holdings and our third-party service providers may use cookies and similar technologies to support the operation of Alpina Holdings websites. Cookies are small amounts of data that a website exchanges with a web browser or application on a visitor's computer or mobile device. Cookies help us to collect information about visitors to Alpina Holdings websites, including date and time of visits, pages viewed, amount of time spent on our sites, or general information about the device used to access the site. Alpina Holdings cookies are also used for security purposes and to personalize your experience, such as customizing your screen layout.

 

You can refuse or delete cookies. Most browsers and mobile devices offer their own settings to manage cookies. If you refuse a cookie when on a Alpina Holdings website, or if you delete cookies, you may experience some inconvenience in your use of Alpina Holdings websites. For example, you may not be able to sign in and access your account, or we may not be able to recognize you, your device, or your online preferences.

 

Both Alpina Holdings and third-party service providers we hire may use cookies and other technologies, such as web beacons or pixel tags, in online advertising as described below.

 

Connecting with Alpina Holdings on social media sites

 

Alpina Holdings may provide experiences on social media platforms that enable online sharing and collaboration among users who have registered to use them. We may collect information you provide by interacting with us via social media, such as photographs, opinions, or Twitter handle. Any content you post, such as pictures, information, opinions, or any personal information that you make available to other participants on these social platforms, is also subject to the terms of use and privacy policies of those platforms. Please refer to them to better understand your rights and obligations with regard to such content.

 

Additional information

 

If you are a former customer, these policies also apply to you; we treat your information with the same care as we do information about current customers.

 

Alpina Holdings offers several options for accessing and, if necessary, correcting your account information. You can review your information using your statements, or through our automated telephone or Internet services. You may also write or call us with your request for information. If we serve you through an investment professional, please contact them directly. Specific Internet addresses, mailing addresses and telephone numbers are listed on your statements and other correspondence.

 

Alpina Holdings, LLC Privacy Policy

 

Protecting your personal information is an important priority for Alpina Holdings, LLC (the “Fund.”) The Fund's privacy policy is designed to support this objective. The Fund collects non-public personal information concerning you in the following ways:

• Information provided by you or your representative on applications or other forms furnished to the Fund or through other interactions that you or your representative have with the Fund

• Information arising from your investments in or accounts with the Fund

• Information the Fund receives from a consumer reporting agency

 

The Fund employs physical, electronic, and procedural controls to safeguard your information. For example, the Fund authorizes access to your personal and account information only for personnel who need that information in order to provide products or services to you. The Fund does not disclose any non-public personal information about you, except as permitted by law. For example, the Fund has entered into a number of arrangements with FundAmerica to provide for investment management, distribution and servicing of the Fund.

 

If you decide to no longer invest, the Fund will continue to adhere to the privacy policies and practices as described in this notice.

 

Effective February 2017